Alphian Asset Management (HK) Ltd · Type 4 & Type 9 regulated activities · Prototype environment

Redemption · Mr Lau Chi Wing

ORD-2026-0442 — transaction control room

Stabilised GCC USD Fixed Income. Instruction, controls, approvals, settlement legs and evidence in a single record. States change only through permitted actions.

AWAITING APPROVAL

Data as at 2026-08-05 01:40 UTC · Simulated provider and custodian feeds

Simulated data. Product terms, prices, balances and settlement references are placeholders pending provider, custodian and legal confirmation.

Instruction

Client / account
Mr Lau Chi Wing (cl-1042)
Product
Stabilised GCC USD Fixed Income
Order type
Redemption
Notional
$750,000
Units / price
7,276.61 units @
Settlement asset
USDC — Approved
Funding source
Fund redemption proceeds
Custody destination
0x71c…a904 client custodial wallet
Settlement finality
Conditional DvP — sequential, not atomic
Fees
No redemption fee; platform 0.05%
Originated by
Cheryl Ng (RM) · 2026-08-05 00:55 UTC
Rationale
Client liquidity requirement; redemption within weekly dealing cycle.

Pre-trade controls

Recorded at submission and re-evaluated on material change.

  • Client eligibility & PI status

    Classification current and evidenced.

  • Suitability & mandate fit

    Product within permitted asset list and risk profile.

  • Concentration limits

    Post-trade exposure within mandate limits.

  • Liquidity constraint

    Liquidity ladder maintained post-trade.

  • KYC / KYB currency

    Periodic review not expired.

  • Sanctions & screening

    Client, provider and issuer screened.

  • Wallet allowlist & custody

    Destination allowlisted to legal owner.

  • Documentation & disclosures

    Current approved versions acknowledged.

  • Valuation freshness(advisory)

    Valuation within policy age.

Settlement legs

Payment and delivery legs are shown separately with provider, network, reference and confirmation state.

Delivery leg

Pending dealing cut-off (Wed 12:00 GST)
Asset
Fund units
Amount
7,276.61 units
Source
SCB-CUST-1042
Destination
Fund administrator register
Provider
Stabilised / administrator
Network
Off-chain register
Reference / hash
RED-GCC-2210
Confirmations
—
Timestamp
—

Payment leg

Pending delivery of units
Asset
USDC
Amount
≈ 750,000.00 USDC (priced at dealing NAV)
Source
Administrator redemption wallet
Destination
0x71c…a904
Provider
Circle
Network
Ethereum
Reference / hash
—
Confirmations
—
Timestamp
—

Evidence and audit trail

Every transition is timestamped and attributed. Records are append-only.

  1. DRAFTRedemption drafted

    2026-08-05 00:55 UTC

    Cheryl Ng (RM) · Evidence: Client instruction recorded

  2. PRE CHECKControls run — 1 warning

    2026-08-05 00:58 UTC

    System · Evidence: Liquidity ladder impact

  3. AWAITING APPROVALRouted to CIO

    2026-08-05 00:59 UTC

    System · Evidence: Policy: redemption > USD 500k