Alphian Asset Management (HK) Ltd · Type 4 & Type 9 regulated activities · Prototype environment

Origination

Client and mandate registry

Legal entity, classification, mandate constraints and approved settlement destinations. Transaction initiation is blocked where classification, KYC or mandate evidence is incomplete or expired (CL-005).

Data as at 2026-08-05 01:40 UTC · Simulated provider and custodian feeds

Simulated data. Product terms, prices, balances and settlement references are placeholders pending provider, custodian and legal confirmation.

Mr Lau Chi Wing

Individual PI · Natural person — Hong Kong · Hong Kong · Household: Lau Family Group

KYC CurrentPortfolio
Client assets
$42,800,000
Tokenised RWA exposure
$6,150,000
Professional-investor status
Classified · PI declaration + portfolio statement · expires 2026-09-12
KYC / KYB
Reviewed 2026-02-04 · next 2027-02-04
Risk profile
Balanced (4 of 7)
Mandate
Advisory — Capital preservation with selective growth allocation.
Permitted assets
Fixed income, Commodities, Tokenised RWA
Concentration limit
15% per product, 25% per provider
Currency constraint
USD / HKD only
Liquidity constraint
Minimum 40% liquid within 7 days
Communication
English / Cantonese · Recorded call + e-signature

Approved accounts and wallets

  • HSBC HK operating accountAllowlisted

    Fiat account · HSBC

    ****4471

  • Custody — segregatedAllowlisted

    Custody account · Standard Chartered

    SCB-CUST-1042

  • USDC wallet (custodial)Allowlisted

    Wallet address · Institutional custodian · Ethereum

    0x71c…a904

Initiation gate

Eligible
  • Classification current
  • KYC within review cycle
  • Mandate and destinations approved

Evidence last refreshed 2025-09-12 00:00 UTC

Meridian Family Office Ltd

Family office · BVI company with HK management office · Hong Kong / BVI · Household: Meridian Group

KYC ExpiringPortfolio

KYC periodic review due 30 Aug 2026 — orders above USD 5m require compliance condition.

Client assets
$186,400,000
Tokenised RWA exposure
$23,900,000
Professional-investor status
Classified · Audited financial statements · expires 2027-01-20
KYC / KYB
Reviewed 2025-08-30 · next 2026-08-30
Risk profile
Growth (5 of 7)
Mandate
Advisory — Multi-generational growth with private-market allocation.
Permitted assets
Private markets, Fixed income, Commodities, Tokenised RWA
Concentration limit
10% per single-name private exposure
Currency constraint
USD base; AUD permitted hedged
Liquidity constraint
Up to 35% illiquid
Communication
English · Board resolution + authorised signatory

Approved accounts and wallets

  • SCB corporate accountAllowlisted

    Fiat account · Standard Chartered

    ****9920

  • Custody — omnibus sub-accountAllowlisted

    Custody account · Standard Chartered

    SCB-CUST-2087

  • USDC wallet (custodial)Allowlisted

    Wallet address · Institutional custodian · Ethereum

    0x9ba…31f2

  • USDT wallet (new)Not allowlisted

    Wallet address · Institutional custodian · Tron

    TQ8f…7d1

Initiation gate

Conditional
  • KYC periodic review due 30 Aug 2026 — orders above USD 5m require compliance condition.

Evidence last refreshed 2026-01-20 00:00 UTC

Aurelia DPM Mandate — Series B

Discretionary mandate · Managed account under discretionary agreement · Hong Kong

KYC CurrentPortfolio
Client assets
$94,200,000
Tokenised RWA exposure
$18,450,000
Professional-investor status
Classified · Institutional professional investor · expires 2027-03-01
KYC / KYB
Reviewed 2026-03-01 · next 2027-03-01
Risk profile
Income (3 of 7)
Mandate
Discretionary — Income generation with strict liquidity ladder.
Permitted assets
Fixed income, Supply-chain finance, Tokenised RWA
Concentration limit
12% per product; no single-name private equity
Currency constraint
USD only
Liquidity constraint
Minimum 60% within 30 days
Communication
English · Discretionary — no per-trade client sign-off

Approved accounts and wallets

  • DPM cash accountAllowlisted

    Fiat account · HSBC

    ****2210

  • Custody — segregatedAllowlisted

    Custody account · BNY

    BNY-CUST-3311

  • USDC wallet (custodial)Allowlisted

    Wallet address · Institutional custodian · Ethereum

    0x4ee…8c30

Initiation gate

Eligible
  • Classification current
  • KYC within review cycle
  • Mandate and destinations approved

Evidence last refreshed 2026-03-01 00:00 UTC

Pacific Insurance Holdings

Institutional · Hong Kong incorporated insurer · Hong Kong

KYC ExpiredPortfolio

PI classification and KYC expired — transaction initiation blocked (CL-005).

Client assets
$512,000,000
Tokenised RWA exposure
$4,100,000
Professional-investor status
Classified · Regulated institution · expires 2026-06-01
KYC / KYB
Reviewed 2024-06-01 · next 2026-06-01
Risk profile
Conservative (2 of 7)
Mandate
Advisory — Liability-matched income with regulatory capital efficiency.
Permitted assets
Fixed income
Concentration limit
8% per product
Currency constraint
USD / HKD
Liquidity constraint
Minimum 70% within 7 days
Communication
English · Investment committee minute

Approved accounts and wallets

  • Treasury accountAllowlisted

    Fiat account · HSBC

    ****7788

  • Custody — segregatedAllowlisted

    Custody account · Standard Chartered

    SCB-CUST-4520

Initiation gate

Ineligible
  • PI classification and KYC expired — transaction initiation blocked (CL-005).

Evidence last refreshed 2025-06-01 00:00 UTC